David Aaron Pender

6 Years of Experience

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Compound Planning, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

75 advisors

Number of Clients

2,352 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$3.0B

Fee Structure

Minimum Investment:$25K

Location

115 Broadway, 5th Floor, New York, NY, 10006

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Compound Planning, INC.

May 2024 - Present · 1 yr 9 mos

Previous Registrations

Fisher Investments

January 2019 - May 2024 · 5 yrs 4 mos

State Registrations2 states

CAWA

Advisor

Exams

No exam information available for this advisor.