Roger Hare is a registered investment advisor at LPL Financial LLC, based in Marcellus, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Marcellus, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger operates Hare & Associates Financial Services as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Pinnacle Investments, INC.Broker
First Albany CorporationBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.