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Stephen Saucier

41 Years of Experience
Ocala, FL
Broker

Stephen Saucier is a registered investment advisor at Raymond James & Associates, INC., based in Ocala, FL, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2701 SW 34th Street, Building 100, Ocala, FL, 34474

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2006 - Present · 19 yrs 6 mos
Raymond James & Associates, INC.Broker
October 2006 - Present · 19 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
July 1993 - November 2006 · 13 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - November 2006 · 13 yrs 4 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
May 1983 - June 1983 · 1 mo
Integrated Resources Equity CorporationBroker
July 1981 - August 1985 · 4 yrs 1 mo
Integrated Resources Equity CorporationBroker
July 1981 - February 1984 · 2 yrs 7 mos
State Registrations25 states
CACOCTDEFLGAIDINLAMAMDMEMIMSNCNJNYPASCSDTNTXVAVTWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stephen Saucier - Financial Advisor | TrueAdvisor