David Stone is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
123 N. Wacker Dr., Suite 2300, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
David operates IHT Wealth Management as a DBA for his LPL business and provides investment advisory services through IHT Wealth Management, an independent investment advisor firm. He spends about half his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Iht Wealth Management LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
William Blair & Company L.L.C.
William Blair & Company L.L.C.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Lehman Brothers Kuhn Loeb IncorporatedBroker
Shearson Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.