Jorge Soto is a registered investment advisor at LPL Financial LLC, based in Tustin, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1422 Edinger Ave, Ste 220, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jorge is involved in property management and real estate rental, dedicating minimal time to this investment-related activity. He also operates under Windawi and Associates as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Investlinc Wealth Services
Investlinc Wealth Services
State Registrations1 state
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