Thomas Bartholomew
Thomas Bartholomew is a registered investment advisor at Commonwealth Financial Network, based in Worcester, MA, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
370 Main Street, Suite 1000, Worcester, MA, 01608
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2015Other Business ActivitiesSells Insurance
Thomas is involved in fixed insurance sales and is the president and owner of Bartholomew and Company, Inc. (securities and insurance business) and BCI Insurance Agency. He also serves as a trustee for non-family related trusts and the Bartholomew and Company, Inc. 401k plan, and is a course instructor for the Massachusetts Collectors & Treasurers Association, and a Notary Public.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
A. F. Best Securities, INC.Broker
Shawmut Brokerage, INC.Broker
Sbs Discount BrokerageBroker
Nel Equity Services CorporationBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.