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Christopher Moore

6 Years of Experience
Milford, NH
Broker

Christopher Moore is a registered investment advisor at Ameriprise Financial Services, LLC, based in Milford, NH, with 6 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

380 Nashua St, Milford, NH, 03055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a Notary Public since October 2023. This is not investment-related and requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Ameriprise Financial Services, LLC
October 2023 - Present · 2 yrs 7 mos
Ameriprise Financial Services, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
LPL Financial LLC
May 2022 - October 2023 · 1 yr 5 mos
LPL Financial LLCBroker
May 2022 - October 2023 · 1 yr 5 mos
CUNA Brokerage Services, INC.
February 2021 - May 2022 · 1 yr 3 mos
CUNA Brokerage Services, INC.Broker
February 2021 - May 2022 · 1 yr 3 mos
Fidelity Personal and Workplace Advisors
July 2019 - September 2020 · 1 yr 2 mos
Fidelity Brokerage Services LLCBroker
February 2019 - September 2020 · 1 yr 7 mos
State Registrations23 states
AKAZCACOCTDCDEFLGAMAMEMNNHNYORPARISCTXUTVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Moore - Financial Advisor | TrueAdvisor