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Brian James Mccafferty

Alden Investment Group
45 Years of Experience
6 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Alden Investment Group
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Location

37 West Avenue, Suite 301, Wayne, PA, 19087-3226

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2015
Judgment / Lien
May 2015
Judgment / Lien
February 2013
Regulatory
October 2011
Final
Judgment / Lien
September 2007
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Alden Investment Group
April 2022 - Present · 3 yrs 10 mos
J. Alden Associates, INC.
March 2022 - Present · 3 yrs 11 mos
J. Alden Associates, INC.Broker
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wood (arthur W.) Company, INC.Broker
January 2021 - December 2021 · 11 mos
Kingswood Wealth Advisors, LLC
December 2018 - January 2021 · 2 yrs 1 mo
Kingswood Capital Partners, LLCBroker
August 2018 - January 2021 · 2 yrs 5 mos
Niagara International Capital LimitedBroker
December 2017 - August 2018 · 8 mos
Oppenheimer & CO. INC.
January 2011 - December 2017 · 6 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2011 - December 2017 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - January 2011 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - January 2011 · 2 yrs 10 mos
Wachovia Securities, LLC
January 2008 - March 2008 · 2 mos
Wachovia Securities, LLCBroker
January 2008 - March 2008 · 2 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
June 1994 - January 2008 · 13 yrs 7 mos
Painewebber IncorporatedBroker
November 1989 - June 1994 · 4 yrs 7 mos
Dean Witter Reynolds INC.Broker
March 1984 - December 1989 · 5 yrs 9 mos
Shearson/american Express INC.Broker
March 1984 - April 1984 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - March 1984 · 2 yrs
Dean Witter Reynolds INC.Broker
August 1980 - March 1982 · 1 yr 7 mos
Philips, Appel & Walden, INC.Broker
February 1980 - August 1980 · 6 mos
State Registrations4 states
FLNJPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.