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CFP · PFS
PS
CFP · PFS

Paul Smallwood

Gateway Wealth Partners, LLC
7 Years of Experience
Traverse City, MI
Broker
View SEC Summary
View SEC Summary

Paul Smallwood is a CFP, PFS-designated registered investment advisor at Gateway Wealth Partners, LLC, based in Traverse City, MI, with 7 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 7,382 clients with $2.3B in assets under management.

Gateway Wealth Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
104 advisors
Number of Clients
7,382 clients
Average Client Portfolio
$309K average
Assets Under Management
$2.3B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual management fee varies up to 3.00% depending on portfolio size and composition. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3409 Veterans Dr., Ste. 2, Traverse City, MI, 49684-4570

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is involved in several business activities, including operating his LPL business through Gateway Financial Partners, LLC, and being a shareholder in Smallwood & Company, a CPA firm, dedicating nearly full-time hours to the CPA practice. He also provides investment advisory services through Gateway Wealth Partners, LLC, spending nearly full-time hours on this activity.

Employment History
Current Registrations
Gateway Wealth Partners, LLC
July 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Fsc Securities Corporation
May 2019 - July 2023 · 4 yrs 2 mos
Fsc Securities CorporationBroker
May 2019 - July 2023 · 4 yrs 2 mos
State Registrations10 states
CACOFLIAILMDMIMNOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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