BS
CFA
BS
CFA
Braden Smith is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Kansas City, MO, with 7 years of industry experience. Braden is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Fee-Only (% of Portfolio)
Firm Size
864 advisors
IM Fee
Planning only
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Location
Kansas City, MO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
May 2026 - Present · 5 mos
Neuberger Berman Bd LLC
May 2026 - Present · 5 mos
Neuberger Berman Bd LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
Pacer Financial, INC.Broker
July 2023 - April 2026 · 2 yrs 9 mos
American Century Investments Private Client Group, INC.
January 2020 - July 2020 · 6 mos
American Century Investment Services INC.Broker
February 2019 - July 2023 · 4 yrs 5 mos
State Registrations8 states
IAKSMNMONDNENYSD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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