Kimberly Prentiss is a registered investment advisor at LPL Financial LLC, based in Powell, WY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Powell, WY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kimberly owns rental real estate and operates Avant-Garde Investments as a DBA for her LPL business, dedicating nearly full-time hours to the latter. She also has Kimberly Prentiss Investments LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations4 states
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