David Flippo
David Flippo is a registered investment advisor at LPL Enterprise, LLC, based in Las Vegas, NV, with 6 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
Las Vegas, NV
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Regulatory History (1)
Employment Separation After Allegations
November 2024Other Business ActivitiesSells Insurance
David is a non-profit board member for OSJ Food Aid USA, a business owner of HobbyTown, and operates Strategic Foundations LLC and Prudential Advisors as DBAs for his LPL business. He also works with N/A Non-Variable Insurance, dedicating a full-time commitment to it.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
First Command Advisory Services
First Command Brokerage Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.