WF
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Walker Franks

6 Years of Experience
Oxnard, CA
Broker

Walker Franks is a registered investment advisor at Cetera Investment Advisers LLC, based in Oxnard, CA, with 6 years of industry experience. Walker operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

300 E. Esplanade Dr., 9th Floor, Oxnard, CA, 93036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Walker is the President of Franks & Associates LLC, a tax preparation firm, dedicating nearly full-time hours to this role. Walker also works as a manager for Michael Drews and Company.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2020 - September 2025 · 4 yrs 11 mos
Avantax Investment Services, INC.Broker
September 2019 - September 2025 · 6 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.