Douglas Pruett
Douglas Pruett is a registered investment advisor at Bcg Securities, INC., based in Park Ridge, NJ, with 46 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,181 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable on a case-by-case basis. No fee will exceed 1.50% without specific approval from the firm's Compliance Officer.
Fee Estimator
Location
Park Ridge, NJ
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
September 2016Customer Dispute
July 2002Other Business Activities
Douglas is the President of DJP Wealth Management, offering financial advisory services as an IAR with BCG Securities/Horace Mann. This takes about 10-20% of his time.
Employment History
Current Registrations
Bcg Securities, INC.
Bcg Securities, INC.Broker
Bcg Securities, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Glen Rauch Securities, INC.Broker
Tucker, Anthony & R. L. Day, INC.Broker
Gabriele, Hueglin & Cashman INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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