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Rodney Baker

7 Years of Experience
Gothenburg, NE
Broker

Rodney Baker is a registered investment advisor at LPL Financial LLC, based in Gothenburg, NE, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

900 Lake Avenue, Gothenburg, NE, 69138

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rodney is an assistant coach for junior high football and varsity track and field at Cozad Community Schools, dedicating about a quarter of his time. He also works full-time at Investment Service Center, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
April 2024 - Present · 2 yrs 3 mos
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Edward Jones
June 2019 - April 2024 · 4 yrs 10 mos
Edward JonesBroker
March 2019 - April 2024 · 5 yrs 1 mo
State Registrations7 states
ARKSMNNESDUTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.