AW
AW

Andrew Weber

6 Years of Experience
Santa Rosa, CA
1 DisclosureBroker

Andrew Weber is a registered investment advisor at Wells Fargo Advisors, based in Santa Rosa, CA, with 6 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3700 Old Redwood Hwy Ste 108, [Nj-Rbo], Santa Rosa, CA, 95404

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History

Regulatory History (1)
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Criminal
June 2009
Final Disposition
Employment History
Current Registrations
Wells Fargo Advisors
March 2023 - Present · 3 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Infinity Financial ServicesBroker
April 2022 - July 2022 · 3 mos
Karp Capital Management Corporation
July 2020 - September 2022 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2019 - May 2020 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2019 - May 2020 · 1 yr 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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