JW
JW

James Andrew Weber

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
217 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$205K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN, 46825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

James sells insurance products, dedicating a few hours per week to this activity. He also works as a notary public, volunteers as a business mentor, and is a board member for a swim club, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
May 2023 - Present · 2 yrs 9 mos
Compass Financial Advisors LLC
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2022 - May 2023 · 1 yr 1 mo
Ameriprise Financial Services, LLCBroker
December 2021 - May 2023 · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
April 2019 - November 2021 · 2 yrs 7 mos
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.