RC
ChFC
RC
ChFC

Roger Jay Cowen

19 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,136 clients
Average Client Portfolio
$192K average
Assets Under Management
$218.6M

Fee Structure

Minimum Investment:$50K
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Location

1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger sells insurance and annuities based on client needs and prepares tax returns. This activity takes up nearly all of his time.

Employment History
Current Registrations
Sgl Financial, LLC
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
American Investment Services
January 2008 - November 2010 · 2 yrs 10 mos
Harvest Capital Advisors, LLC
March 2003 - December 2006 · 3 yrs 9 mos
State Registrations2 states
CTVA
Advisor
Exams
No exam information available for this advisor.