Thomas Oneil
Thomas Oneil is a registered investment advisor at LPL Financial LLC, based in Simpsonville, SC, with 5 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Simpsonville, SC
Get directionsHistory
Regulatory History (2)
Financial
March 2022Financial
September 2021Other Business ActivitiesSells Insurance
Thomas works for Rosenthal & Company doing tax preparation, accounting, and CPA work, dedicating nearly full-time hours. He is also a non-variable insurance agent, spending about a quarter of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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