James Mccrory is a registered investment advisor, based in Wilmington, DE, with 46 years of industry experience.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
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Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011Settled
Customer Dispute
October 2000Denied
Regulatory
July 1991Final
Customer Dispute
December 1989Settled
Customer Dispute
October 1986Settled
Customer Dispute
September 1986Award / Judgment
Other Business Activities
James is an investment advisor representative at Realta Investment Advisors, Inc. since 2016. He dedicates nearly full-time hours to providing investment advisory services.
Employment History
Current Registrations
Realta Equities, INC.Broker
May 2016 - Present · 10 yrs 2 mos
Realta Investment Advisors, INC
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2009 - June 2016 · 7 yrs 3 mos
RBC Capital Markets, LLC
March 2009 - June 2016 · 7 yrs 3 mos
Ferris, Baker Watts, LLC
March 2001 - March 2009 · 8 yrs
Ferris, Baker Watts, LLCBroker
March 1996 - March 2009 · 13 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1980 - March 1996 · 16 yrs
State Registrations13 states
AZCADCDEFLMDNCNJNYORPAVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.