TrueAdvisor
TrueAdvisor
AW
AW

Aaron James Winning

Wells Fargo Advisors
6 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
14263 advisors
Number of Clients
1,327,695 clients
Average Client Portfolio
$456K average
Assets Under Management
$606.0B

Location

2843 Cahaba Rd, Mountain Brook, AL, 35223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
June 2022 - June 2023 · 1 yr
Goldman Sachs & CO. LLCBroker
July 2020 - June 2023 · 2 yrs 11 mos
Goldman Sachs Personal Financial Management
June 2020 - June 2023 · 3 yrs
U.S. Bancorp Investments, INC.
April 2019 - February 2020 · 10 mos
U.S. Bancorp Investments, INC.Broker
February 2019 - February 2020 · 1 yr
State Registrations7 states
ALCAFLGAMSNJTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.