AW
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Aaron Winning

7 Years of Experience
Hoover, AL
Broker

Aaron Winning is a registered investment advisor at Wells Fargo Advisors, based in Hoover, AL, with 7 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2527 John Hawkins Pkwy, Hoover, AL, 35244

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
June 2022 - June 2023 · 1 yr
Goldman Sachs & CO. LLCBroker
July 2020 - June 2023 · 2 yrs 11 mos
Goldman Sachs Personal Financial Management
June 2020 - June 2023 · 3 yrs
U.S. Bancorp Investments, INC.
April 2019 - February 2020 · 10 mos
U.S. Bancorp Investments, INC.Broker
February 2019 - February 2020 · 1 yr
State Registrations8 states
ALCAFLGAMOMSNJTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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