Michael Faulkenbury
Michael Faulkenbury is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Southport, NC, with 46 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
5211 Eason Street, Southport, NC, 28461
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business Activities
Michael is involved with several fraternal and charitable organizations. He serves in leadership roles, such as Finance Committee Chairman for the Valley of Wilmington Scottish Rite and President of the Board for the Grand Lodge of North Carolina NC Masonic Foundation, Inc., dedicating minimal time to each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Shearson Lehman Hutton INC.Broker
The Robinson-Humphrey Company INC.Broker
E. F. Hutton & Company INCBroker
Prudential-Bache Securities INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.