Mary Norman-Hales
Mary Norman-Hales is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wilson, NC, with 5 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3105 Nash St NW Ste A, Wilson, NC, 27896
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2019Judgment / Lien
January 2019Other Business Activities
Mary is a board member for Norman-Hales and a community outreach coordinator, dedicating minimal time to each role. She also works as a paraplanner for MTW Ventures, spending about a quarter of her time on this investment-related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.