David Lewis is a registered investment advisor at Financial Northeastern Securities, LLC, based in Dublin, OH, with 6 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Financial Northeastern Securities (FNS) is paid by the independent advisor or client for whom it solicits or performs services, including sub-advisory services, based on a percentage of the client's managed assets. This generally ranges from 0.3% to 3.0%. FNS may also collect commissions, ticket charges, selling concessions, and 12B-1 fees from mutual funds for brokerage services rendered.
Location
485 Metro Place South, Suite 465, Dublin, OH, 43017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David provides bartending services at an event space and works for DoorDash delivering food. Both activities take a few hours per week and are not investment-related.
Employment History
Current Registrations
Financial Northeastern Securities, LLC
Financial Northeastern Securities, INC.Broker
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
Benjamin F. Edwards & Company, INC.Broker
State Registrations37 states
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