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Sandra Stein

46 Years of Experience
New York, NY
Broker

Sandra Stein is a registered investment advisor at Morgan Stanley, based in New York, NY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sandra serves as Power of Attorney in Stone Ridge, New York, and as Trustee/Co-trustee for a trust in Highland Park, New Jersey, dedicating a few hours per week to the latter. These activities involve investment decisions and advice.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 1981 - June 2009 · 28 yrs 5 mos
Moore & Schley, Cameron & CO.Broker
March 1980 - February 1981 · 11 mos
Lehman Brothers Kuhn Loeb IncorporatedBroker
December 1979 - March 1980 · 3 mos
State Registrations42 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.