Guangming Dai is a registered investment advisor at Dai Advisors, based in Menlo Park, CA, with 6 years of industry experience. Guangming operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management, Retirement Planning. Their firm serves 285 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DAI Advisors offers three service classes: Full Service, Guided (AI-assisted), and Independent (access to funds requiring an registered investment advisor). The minimum account size for Full Service clients is $2,000,000. Fees vary by client classification, service level, and account characteristics. For Independent clients, fees are only charged on the balance of funds requiring an registered investment advisor to invest. Fees are charged quarterly, in arrears. Advisory fees are generally based on a percentage of assets under management and may vary based on client classification, service level, account size, and the types of investments involved. The specific fee arrangement applicable to a client is described in the client’s Advisory Agreement.
Location
3875 Bohannon Drive, #4194, Menlo Park, CA, 94025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Guangming works full-time as a Sr. Principal Research Scientist with Johnson & Johnson Vision, developing surgical products. He dedicates about 10-20% of his time to his investment advisory service.
Employment History
Current Registrations
Dai Advisors
Previous Registrations
Dai Advisors
State Registrations1 state
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