Joseph Garner
Joseph Garner is a registered investment advisor at LPL Financial LLC, based in Chandler, AZ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3910 S Alma School Rd Ste 8, Chandler, AZ, 85248-4498
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2017Judgment / Lien
March 2010Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Joseph is involved with non-variable insurance sales since 1997, dedicating minimal time. He is also a sales associate for AZ Investment Network, LLC, and manages Ocotillo Asset Group, LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Aegon USA Securities INC.Broker
Jmc Financial CorporationBroker
Anchor National Financial Services, INC.Broker
E. F. Hutton & Company INCBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.