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Erven Frericks

Vestech Asset Management INC.
44 Years of Experience
Saint Charles, MO
2 DisclosuresBrokerSells Insurance
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Erven Frericks is a CFP-designated registered investment advisor at Vestech Asset Management INC., based in Saint Charles, MO, with 44 years of industry experience. Erven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 278 clients with $100M in assets under management.

Vestech Asset Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
278 clients
Average Client Portfolio
$359K average
Assets Under Management
$99.7M

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.50%

Fees are negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Saint Charles, MO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2018
Customer Dispute
May 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Erven works as a casino party dealer for charity events, a referral source for Heartland Payment Systems, and an insurance agent selling various insurance products. He also works full-time as a financial representative for Vestech Securities, Inc.

Employment History
Current Registrations
Vestech Asset Management INC.
June 2021 - Present · 5 yrs 4 mos
Vestech Securities, INC.
April 2020 - Present · 6 yrs 6 mos
Vestech Securities, INC.Broker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.
November 2005 - May 2018 · 12 yrs 6 mos
Royal Alliance Associates, INC.Broker
February 1997 - May 2018 · 21 yrs 3 mos
Pines Financial Group, INC.
October 1995 - November 2003 · 8 yrs 1 mo
Walnut Street Securities, INC.Broker
January 1990 - January 1997 · 7 yrs
American Capital Equities, INC.Broker
August 1987 - January 1990 · 2 yrs 5 mos
Ffp Securities, INC.Broker
June 1985 - September 1987 · 2 yrs 3 mos
First Affiliated Securities, INC.Broker
May 1980 - May 1986 · 6 yrs
Fsc Securities CorporationBroker
March 1980 - June 1980 · 3 mos
State Registrations4 states
CAILMOTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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