JM
ChFC
JM
ChFC
Judith Mcdaniel
46 Years of Experience
Lawrence, KS
2 DisclosuresBrokerSells Insurance
Judith Mcdaniel is a ChFC-designated registered investment advisor, based in Lawrence, KS, with 46 years of industry experience.
Location
3705 Clinton Pkwy, Suite 200, Lawrence, KS, 66047
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2007Closed-No Action
Regulatory
May 1982Final
Other Business ActivitiesSells Insurance
Judith sells fixed insurance products including life, disability, annuities, and long-term care. She is also involved with several non-profit organizations and is a co-owner of a financial services business, spending about 10-20% of her time there.
Employment History
Current Registrations
Aw Securities
April 2023 - Present · 3 yrs 3 mos
Aw SecuritiesBroker
April 2023 - Present · 3 yrs 3 mos
Allworth Financial, L.P.
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2006 - April 2023 · 17 yrs 1 mo
Cetera Advisor Networks LLCBroker
November 2005 - April 2023 · 17 yrs 5 mos
Blue Vase Securities, LLCBroker
June 2003 - December 2005 · 2 yrs 6 mos
Commonwealth Financial Network
May 2001 - May 2003 · 2 yrs
Commonwealth Financial NetworkBroker
May 2001 - May 2003 · 2 yrs
The Concord Equity Group, LLCBroker
November 2000 - May 2001 · 6 mos
Walnut Street Securities, INC.Broker
February 1994 - November 2000 · 6 yrs 9 mos
New England SecuritiesBroker
March 1988 - February 1998 · 9 yrs 11 mos
Affinity Financial Advisors
June 1987 - August 2023 · 36 yrs 2 mos
Mutual Service CorporationBroker
April 1985 - December 1993 · 8 yrs 8 mos
Nel Equity Services CorporationBroker
March 1980 - April 1985 · 5 yrs 1 mo
State Registrations29 states
AZCADCFLGAIAILINKSKYLAMAMDMIMONCNENMNYOHOKORPASCTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.