Carlos Ruiz is a CFP-designated registered investment advisor at Mission Wealth Management, LP, based in Raleigh, NC, with 7 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 5 more. Their firm serves 5,341 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual investment management fee is 1.50%. Fees are negotiable and calculated based on portfolio value at quarter end.
Fee Estimator
Contact
Carlos Ruiz
Location
Raleigh, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos is the Owner, CCO, and IAR of Pivot Wealth Advisors, LLC, an RIA firm, since December 2024. This activity involves investment advisory services and takes about half of his time.
Employment History
Current Registrations
Mission Wealth Management, LP
Previous Registrations
Origin Investment Advisory LLC
Zero Day Capital Enterprises LLC
Pivot Wealth Advisors
Facet
Financial Pathways
Wechter Feldman Wealth Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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