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Scott Nelson

5 Years of Experience
San Rafael, CA
BrokerSells Insurance

Scott Nelson is a registered investment advisor, based in San Rafael, CA, with 5 years of industry experience.

Location

4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is affiliated with HUB International and Global Retirement Partners, providing investment advisory services. He also has outside employment with Gillette Officials Association and Campbell County Parks and Recreation, and spends nearly full-time hours on his investment advisory role.

Employment History
Current Registrations
HUB International Investment Services INC.Broker
December 2025 - Present · 5 mos
HUB International Investment Services INC.
December 2025 - Present · 5 mos
Global Retirement Partners LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Nylife Securities LLCBroker
February 2019 - August 2019 · 6 mos
State Registrations9 states
AZCACOFLIDMTSDVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Nelson - Financial Advisor | TrueAdvisor