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Dann Sokol
46 Years of Experience
Rancho Santa Fe, CA
1 DisclosureBroker
Dann Sokol is a registered investment advisor at Morgan Stanley, based in Rancho Santa Fe, CA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6037 La Flecha, Suite 200, Rancho Santa Fe, CA, 92067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2010Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Morgan Stanley Dw INC.Broker
January 1988 - April 2007 · 19 yrs 3 mos
E. F. Hutton & Company INCBroker
March 1980 - February 1988 · 7 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.