JW
JW

James Woodruff

6 Years of Experience
Marble Falls, TX
Broker

James Woodruff is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Marble Falls, TX, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

107 A Ave N, Marble Falls, TX, 78654

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James works as a financial advisor and associate/employee for Woodruff Wealth Management, Inc. This takes about half of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2019 - Present · 7 yrs 4 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Woodruff - Financial Advisor | TrueAdvisor