William Florida is a CFA-designated registered investment advisor at Advisory Research INC, based in Chicago, IL, with 3 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 293 clients with $720M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees for separately managed accounts generally range up to 1.00%. ARI reserves the right to negotiate the fee with all its clients and charge a higher or lower fee than the fee described. In addition to an asset-based fee, ARI may also charge a performance-based fee on some accounts.
Fee Estimator
Location
180 N Stetson Avenue, Suite 5500, Chicago, IL, 60601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a member of the Dean's Advisory Council at the Pritzker School of Molecular Engineering since 2011, advising the Dean and attending meetings, dedicating minimal time. He is also a Director for the Japan America Society of Chicago since 2008, a non-profit international friendship society, with minimal volunteer work.
Employment History
Current Registrations
Advisory Research INC
Previous Registrations
Foreside Financial Services, LLCBroker
Piper Jaffray & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.