William Greathouse is a registered investment advisor at LPL Financial LLC, based in Lexington, NC, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Lexington, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is affiliated with Gladstone Wealth Management as a DBA for LPL business, dedicating full-time hours to this investment-related activity. He also owns KTG Diva, Inc., spending minimal time on this non-investment related business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Scott & Stringfellow, INC.
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.