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Mark Teigen

46 Years of Experience
Horace, ND
2 DisclosuresBroker

Mark Teigen is a registered investment advisor at LPL Financial LLC, based in Horace, ND, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

9775 Industrial Dr Unit 401, Horace, ND, 58047

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Closed-No Action
Customer Dispute
May 2000
Settled
Other Business Activities

Mark is a partner with his brothers in Teigen Bros Partnership, owning farm and hunting land. He is also a partner with his brothers in Cormark, a family farmstead and farmland.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Investment Centers of America, INC.
July 2017 - November 2017 · 4 mos
Investment Centers of America, INC.Broker
March 2012 - November 2017 · 5 yrs 8 mos
Securities America, INC.Broker
February 2012 - March 2012 · 1 mo
Investment Centers of America, INC.Broker
October 2002 - February 2012 · 9 yrs 4 mos
Lm Financial Partners, INC.Broker
July 2000 - October 2002 · 2 yrs 3 mos
U.S. Bancorp Piper Jaffray INC.Broker
July 1990 - July 2000 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1981 - July 1990 · 9 yrs 4 mos
Fridlund Securities CompanyBroker
March 1980 - October 1983 · 3 yrs 7 mos
State Registrations7 states
AZFLMNMONDNESD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Teigen - Financial Advisor | TrueAdvisor