AC
AC

Adam Christopher Carpenter

3 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
11,317 clients
Average Client Portfolio
$188K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$25K
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Location

417 5th Street, West Des Moines, IA, 50265

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works as an Internal Sales Associate at Quantum Asset Management, providing financial planning services. He spends about a quarter of his time preparing for client meetings and handling ongoing administration.

Employment History
Current Registrations
Creativeone Securities, LLC
April 2024 - Present · 1 yr 10 mos
Creativeone Securities, LLCBroker
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Transamerica Capital, INC.Broker
October 2019 - December 2021 · 2 yrs 2 mos
State Registrations3 states
IAKSMN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.