Abraham Flores is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mesa, AZ, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4330 E. Southern Avenue, Mesa, AZ, 85206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Abraham works part-time for Uber, delivering items. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Morgan Stanley
September 2023 - January 2024 · 4 mos
Morgan StanleyBroker
January 2023 - January 2024 · 1 yr
E*trade Capital Management, LLC
April 2022 - September 2023 · 1 yr 5 mos
E*trade Securities LLCBroker
April 2022 - September 2023 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2020 - April 2022 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2020 - April 2022 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2019 - January 2020 · 8 mos
State Registrations7 states
AZCAFLMIOHTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Abraham Flores - Financial Advisor | TrueAdvisor