Joseph Gordon
Joseph Gordon is a CFP-designated registered investment advisor at Summit Financial, LLC, based in Durham, NC, with 45 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
324 Blackwell St., Suite 1130, Durham, NC, 27703
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the managing member and 83% owner of Summit Financial dba Gordon Asset Management, LLC, a Registered Investment Adviser, dedicating full-time hours to fiduciary advice. He is also the president and 100% owner of Strategic Financial Management, Inc., offering fixed life insurance, disability, long-term care, and employee benefits, spending about 10-20% of his time on this.
Employment History
Current Registrations
Summit Financial, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Valmark Securities, INC.Broker
Gordon Asset Management, LLC
Moloney Securities CO., INC.Broker
Cw Securities, LLCBroker
Invesmart Securities, LLCBroker
Capital Investment Group, INC.Broker
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
Tacoma Securities, INC.Broker
Pml Securities CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.