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David Malone

M Holdings Securities, INC.
42 Years of Experience
Pittsburgh, PA
1 DisclosureBroker
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David Malone is a ChFC-designated registered investment advisor at M Holdings Securities, INC., based in Pittsburgh, PA, with 42 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 4,513 clients with $3.2B in assets under management.

M Holdings Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
4,513 clients
Average Client Portfolio
$710K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $3.0M1.25%
$3.0M - $5.0M1.20%
$5.0M - $10.0M1.10%
$10M+1.05%

Schedule reflects maximum M Wealth customized sub-advisory fees. Other advisory programs negotiate fees up to a maximum of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Four Ppg Place, Suite 600, Pittsburgh, PA, 15222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 1999
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the President & CEO of Gateway Financial Group, LLC, dedicating nearly full-time hours to this role. He also serves on various boards and committees for organizations including Highmark, Inc., Snee-Reinhardt Charitable Foundation, and Pittsburgh Penguins Foundation Board, among others, dedicating minimal time to each.

Employment History
Current Registrations
M Holdings Securities, INC.
September 2021 - Present · 5 yrs 1 mo
M Holdings Securities, INC.Broker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
Gateway Financial Wealth Management LP
June 1999 - December 2004 · 5 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
August 1993 - June 1997 · 3 yrs 10 mos
Djm Financial Advisory Services, INC.Broker
February 1988 - January 2001 · 12 yrs 11 mos
Russell Investments, INC.Broker
February 1984 - December 1991 · 7 yrs 10 mos
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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