Rodney Kauffman is a registered investment advisor, based in Newport Beach, CA, with 7 years of industry experience.
Location
4000 Macarthur Blvd., Suite 1050, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sageview Advisory Group, LLC
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Cetera Wealth Services, LLCBroker
November 2025 - March 2026 · 4 mos
State Registrations1 state
CA
Advisor
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Exams
No exam information available for this advisor.