TM
TM

Thomas Mengel

45 Years of Experience
Poplar Bluff, MO
BrokerSells Insurance

Thomas Mengel is a registered investment advisor at Cetera Investment Advisers LLC, based in Poplar Bluff, MO, with 45 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

2785 Tucker Road, Poplar Bluff, MO, 63901

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Thomas is a partner in MSMF Wealth Management and Sonus by MSMF, focusing on wealth management and employee benefit sales, respectively, dedicating nearly full-time hours to each. He also sells fixed insurance products, including life, disability, annuities, and long-term care, spending full-time hours on this activity, and is a partner in Life Bridge Insurance Solutions, an insurance brokerage agency, spending minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 1997 - Present · 28 yrs 6 mos
Cetera Financial Specialists LLCBroker
March 1996 - Present · 30 yrs 2 mos
Previous Registrations
W. S. Griffith & CO., INC.Broker
March 1993 - March 1996 · 3 yrs
Phoenix Equity Planning CorporationBroker
April 1980 - March 1993 · 12 yrs 11 mos
State Registrations27 states
ARAZCACOFLGAILINKSMAMDMIMOMSNCNENYOHORPASCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Mengel - Financial Advisor | TrueAdvisor