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James Mclellan

Ameriprise Financial Services, LLC
46 Years of Experience
Rochester Hills, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
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James Mclellan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester Hills, MI, with 46 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

71 N Livernois Rd Ste D, Rochester Hills, MI, 48307

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Settled
Customer Dispute
February 1995
Settled
Regulatory
February 1982
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is an independent insurance broker for Lincoln National, selling term life insurance since 2015. He also has business ownership and outside employment roles, dedicating a few hours per week and about a quarter of his time, respectively, to these investment-related activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLC
May 2020 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Cetera Advisors LLC
November 2014 - May 2020 · 5 yrs 6 mos
Cetera Advisors LLCBroker
November 2014 - May 2020 · 5 yrs 6 mos
Newbridge Financial Services Group, INC.
April 2012 - November 2014 · 2 yrs 7 mos
Newbridge Securities CorporationBroker
July 2009 - November 2014 · 5 yrs 4 mos
Broad Street Securities, INC.Broker
July 2005 - August 2009 · 4 yrs 1 mo
Leonard & CompanyBroker
January 1997 - June 2005 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
January 1993 - December 1996 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
October 1980 - December 1992 · 12 yrs 2 mos
Anchor National Financial Services, INC.Broker
April 1980 - November 1980 · 7 mos
State Registrations16 states
AZCADCFLGAILMINCNJNVNYOHORPATNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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