James Mclellan
James Mclellan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester Hills, MI, with 45 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
71 N Livernois Rd Ste D, Rochester Hills, MI, 48307
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2018Customer Dispute
February 1995Regulatory
February 1982Other Business ActivitiesSells Insurance
James is an independent insurance broker for Lincoln National, selling term life insurance since 2015. He also has business ownership and outside employment roles, dedicating a few hours per week and about a quarter of his time, respectively, to these investment-related activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Broad Street Securities, INC.Broker
Leonard & CompanyBroker
Prudential Securities IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Anchor National Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.