Keren James is a registered investment advisor, based in Santa Fe, NM, with 6 years of industry experience.
Location
150 Washington Avenue, Suite 201, Santa Fe, NM, 87501
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLC
November 2023 - Present · 2 yrs 8 mos
Hightower Securities, LLCBroker
November 2023 - Present · 2 yrs 8 mos
Hightower Advisors, LLC
July 2020 - Present · 6 yrs
Previous Registrations
The Rikoon Group, LLC
August 2019 - June 2021 · 1 yr 10 mos
State Registrations5 states
AZCOMTNMWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.