CW
CW

Carl Eric Wallin

6 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
168 advisors
Number of Clients
6,720 clients
Average Client Portfolio
$302K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$25K
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Location

3788 55th Ave S, Suite 210, Fargo, ND, 58104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carl sells supplemental insurance products to small businesses through Colonial Life, dedicating a few hours per week. He is also a co-owner of a fitness gym but does not actively manage it.

Employment History
Current Registrations
Bfc Planning, INC.
January 2023 - Present · 3 yrs 1 mo
Berthel, Fisher & Company Financial Services, INC.Broker
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
July 2019 - January 2023 · 3 yrs 6 mos
MML Investors Services, LLCBroker
March 2019 - January 2023 · 3 yrs 10 mos
State Registrations12 states
AZCACOFLGAMIMNNDNYSDTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.