Catherine Cleveland
Catherine Cleveland is a registered investment advisor at Cetera Investment Advisers LLC, based in Centralia, WA, with 6 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
620 West Main, Centralia, WA, 98531
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is the chairman of Twin Cities Rotary, a non-profit organization, and a partner at Mauve Gaming. She also works as a financial professional for Northwest Planning & Investments, LLC, dedicating full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
First Allied Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.