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Joseph Sabia

1 Year of Experience
Woodbury, NY
Broker

Joseph Sabia is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodbury, NY, with 1 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

137 Woodbury Rd, Woodbury, NY, 11797

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph works as a financial representative for Stefans Associates, assisting in investment business across tax, legal, and investment practices. He also works as a financial professional for The Stefans Group, focusing on branding and marketing; both activities take up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 2 yrs
Cetera Wealth Services, LLCBroker
July 2024 - Present · 2 yrs
Previous Registrations
Ameriprise Financial Services, LLCBroker
March 2024 - July 2024 · 4 mos
State Registrations7 states
AZCAFLMANCNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Sabia - Financial Advisor | TrueAdvisor