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Claudia Fraga

6 Years of Experience
Ponte Vedra Beach, FL
Broker

Claudia Fraga is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ponte Vedra Beach, FL, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

814 A1A North, Suite 201, Ponte Vedra Beach, FL, 32082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
September 2024 - March 2025 · 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2024 - March 2025 · 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2023 - September 2024 · 1 yr 2 mos
Wells Fargo Advisors
July 2023 - September 2024 · 1 yr 2 mos
Vanguard Advisers, INC.
December 2020 - July 2023 · 2 yrs 7 mos
Vanguard Marketing CorporationBroker
November 2020 - July 2023 · 2 yrs 8 mos
Fidelity Brokerage Services LLCBroker
June 2019 - September 2020 · 1 yr 3 mos
State Registrations23 states
AZCACOCTDCDEFLGAIDILMDMNMSNCNJNVNYOHSCTNVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Claudia Fraga - Financial Advisor | TrueAdvisor