Thomas Wheeler
Thomas Wheeler is a registered investment advisor at Steward Partners Investment Advisory, LLC, based in Leominster, MA, with 6 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 35,105 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steward Partners offers investment management through various programs. Fees are negotiable and are calculated as a percentage of the assets managed. The maximum program fee is 2.50% annually. There are minimum new account values, but no minimum quarterly program fees are listed for the Steward Partners Discretionary Portfolios and Steward Partners Guided Portfolios. The amount of compensation Steward Partners receives varies between advisory programs and services, creating a potential conflict of interest.
Location
7 Electric Avenue, Leominster, MA, 01453
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a CPA since 1990, dedicating nearly full-time hours to this non-investment related activity. He also works as a solicitor for Steward Partners Investment Advisory, spending minimal time on this investment-related activity.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
State Registrations1 state
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