KH
KH
Kristopher Harkless
6 Years of Experience
Smyrna, GA
Broker
Kristopher Harkless is a registered investment advisor at Cetera Investment Advisers LLC, based in Smyrna, GA, with 6 years of industry experience. Kristopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1650 Cumberland Parkway Se, Smyrna, GA, 30080
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2022 - January 2024 · 1 yr 5 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - January 2024 · 4 yrs 7 mos
State Registrations3 states
AKALGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.